The Book of Lists is your resource to stay ahead of the competition. Get in-depth information on the largest and most influential businesses in East Tennessee. It is your instant reference tool for finding a company's top local executive, background on a specific industry, and much more. Create a list of sales contacts and general mailings lists, sort by company or geography, and import data directly to your desktop. Start your download now. Any questions, contact Angela Akers at 865-342-6424 or lists@knoxvillebiz.com.


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Knoxville-Area Investment Brokerage Firms Ranked by Registered Reps., Then Employment
Rank
'13
'12FirmPhone
Website
Offices: loc./tot.
Registered reps.
Local employees
% Private clients
% Instit. clients
Online brokerage?
Parent companyTop local executive
Founded locally
11Edward Jones
137 West End Ave.
Farragut, TN 37934
865-671-4613
edwardjones.com
50/12,400
50
109
100%
NA
No
Edward Jones & Co.
St. Louis, MO
Jim Dickerson
Jim Charles III
Regional Leader
Financial adviser, CFP
1980
22UBS Financial Services
800 S. Gay St.
Knoxville, TN 37929
865-522-5183
ubs.com/branch/knoxvilleka
2/NA
40
48
NA
NA
Yes
UBS Financial Services
Zurich/Basel, Switzerland
James Carideo
Branch manager
1943
35Wells Fargo Advisors
265 Brookview Centre Way, Ste. 100
Knoxville, TN 37919
865-560-2600
wellsfargoadvisors.com
2/NA
34
50
NA
NA
Yes
Wells Fargo Advisors
St. Louis, MO
Charles Schilleci, CFP
Branch manager, Sr. VP
1995
44Morgan Stanley
1111 Northshore Drive
Knoxville, TN 37919
865-558-9000
morganstanley.com
1/600
31
54
92%
8%
Yes
Morgan Stanley
New York, NY
David Elias
First VP, Branch Manager
1981
53Raymond James & Associates
11400 Parkside Drive, Ste. 200
Knoxville, TN 37934
865-777-5800
raymondjames.com
1/1
29
44
100%
NA
Yes
Raymond James Financial
St. Petersburg, FL
Joe Thompson
Branch manager
1962

Source: Individual company representatives, company Web sites. NA=not applicable or not available.If you notice an error or omission, please contact Angela Akers at 865-342-6424 or lists@knoxvillebiz.com.
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