The Book of Lists is your resource to stay ahead of the competition. Get in-depth information on the largest and most influential businesses in East Tennessee. It is your instant reference tool for finding a company's top local executive, background on a specific industry, and much more. Create a list of sales contacts and general mailings lists, sort by company or geography, and import data directly to your desktop. Start your download now.

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Prefer PDFs? A printer-friendly PDF of this list is available. Download PDF file Prefer Excel? A complete spreadsheet of this list is available. Download Excel file Knoxville-Area Investment Brokerage Firms Ranked by Registered Reps., Then Employment Rank '12 '11 Firm Phone Website Offices: loc./tot. Registered reps. Local employees % Private clients % Instit. clients Online brokerage? Parent company Top local executive Founded locally 1 1 Edward Jones 106 Administration Road Oak Ridge, TN 37830 865-483-3923 edwardjones.com 53/12,000 54 113 100% NA No Edward Jones & Co. St. Louis, MO Jim Charles III Financial adviser, CFP 1980 2 6 UBS Financial Services 800 S. Gay St. Knoxville, TN 37929 865-522-5183 ubs.com/branch/knoxvilleka NA/NA 40 48 NA NA Yes UBS Financial Services Zurich/Basel, Switzerland Steven Meadows Complex director 1943 3 NR Morgan Keegan & Co. 11400 Parkside Drive, Ste. 200 Knoxville, TN 37934 865-777-5800 NA 1/NA 37 41 100% NA No Raymond James Financial St. Petersburg, FL Joe Thompson Branch manager 1962 4 2 Morgan Stanley 1111 Northshore Drive Knoxville, TN 37919 865-558-9000 morganstanleysmithbarney.com 2/700 34 54 90% 10% Yes Morgan Stanley New York, NY David Elias Matthew Fairclough First VP1 Assoc. VP1 1981 5 3 Wells Fargo Advisors 265 Brookview Centre Way, Ste. 100 Knoxville, TN 37919 865-560-2600 wellsfargoadvisors.com 1/1 29 40 NA NA NA Wells Fargo Advisors St. Louis, MO Charles Schilleci, CFP Complex manager 1995 1 Branch manager Source: Individual company representatives, company Web sites. NA=not applicable or not available.If you notice an error or omission, please contact Angela Akers at 865-342-6424 or lists@knoxvillebiz.com.